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The following identifies a selection of current offerings that are available for subscription via private placement through select FINRA Member Firms that have contracted with Estuary Capital Markets, LLC (“Estuary”) for marketing and marketing support services. If you presently have pre-qualified subscriber status with Estuary, please click on any of the below Note Series titles in order to access more comprehensive issuance details and financing documentation related to each specific private placement offering.
Additionally, should you need any supplemental information pursuant to any “Know Your Customer”, compliance or investment governance considerations that may require your firm to maintain reference materials or documentation on file with regard to the recipient of your investments, please feel free to request a Note Series Issuer Information Package by contacting us at information@estuarycapital.com. Be sure to include the title of the Note Series and the Issuer name for which an Information Package is requested. Please allow up to ten (10) business days for the processing of your request.
Estuary has made its best effort to assure that offering documentation for new Note Series offerings materially subscribes in form and substance to the applicable and most current version of the approved-use issuance and financing document template(s) located in the Reference Documentation section of this website. Estuary does not warrant or guarantee conformance of available securities with current versions of issuance document specimens since remarketed instruments may subscribe to older versions of these same type of documents. An archival listing of prior versions of certain document templates can be found in the Reference Documentation section by comparing the “Issuance Date” of a particular security with the “In Use” date designations as annotated to the right of each document title. You are advised and cautioned to rely upon your own review of financing documents and agreements in determining whether to purchase a particular security.
NOTICE: Collateralized Variable Rate Demand Notes, Managed Variable Rate Demand Notes and related financial products and derivatives are offered for sale to qualified purchasers solely by FINRA Member Firms. Offering profiles subject to errors and omissions. Actual Offerings subject to prior sale, change or withdrawal without notice, and approval of purchase. Prospective purchasers should verify all information to their satisfaction.